Company Structure
COMPANY STRUCTURE
Traverse Capital Management was envisioned to provide the most possible choice and flexibility in our client solutions. Many financial services firms are subject to a corporate mentality which results in significant restrictions among potential investments. We believe that such an environment places company and client goals against one another. Traverse Capital Management is independently owned and operated, providing an atmosphere where we can focus on what’s best for our clients.
At the same time, our industry demands that firms possess a tremendous amount of resources to function effectively. Research, technology, and regulatory compliance are just a few of the many pieces which need to come together for us to meet our clients’ expectations. For that reason, we are investment advisor representatives of LPL Financial Member FINRA/SIPC. As the nation’s largest independent broker-dealer, LPL Financial thrives in providing the critical support needed by firms like ours. Below is a piece which provides a small sample of LPL Financial’s presence in our industry.